Applicant's Name:
S.I.N:
Telephone Number:
Home Address:
Applicant's Occupation:
Street Address where service will be installed:
Name of applicant’s present employer:
Employer’s Address:
Employer’s Telephone:
Applicant’s Title:
Market Data Intent of Use:

Step 2: Investor Status—Are You a Pro or Non-Pro?

These statements regard your non-professional investor status and intended use of the exchanges data. Please select True or False for the following statements. If you answer False to any of the questions you are classified as a PRO.

 

True/False TRUE FALSE I am subscribing in an individual and personal capacity, and neither as a principal, officer, partner, employee or agent of any business nor on behalf of any other individual. True/False TRUE FALSE I am not registered or qualified with the Securities and Exchange Commission, the Commodities Futures Trading Commission, any state securities agency, any securities exchange association, or any commodities or futures contract market or association. True/False TRUE FALSE I am not engaged as an investment advisor; as that term is defined in Section 202(a)(11) of the Investment Advisors Act of 1940 (whether or not registered or qualified under that act). True/False TRUE FALSE I am not employed by a bank or other organization exempt from registration under Federal or state securities laws to perform a function that would require me to be so registered or qualified if I were to perform such functions for an organization not so exempt. True/False TRUE FALSE I do not plan to use the real-time data provided with this service for any commercial or business purposes.

I attest that the above information is correct.

Name:    

Date:      (eg.11/27/09)

Type "I Agree" in this Box: